Resources OANDA

Regulatory public disclosures

OANDA Corporation, 17 State Street, Suite 300 New York, NY 10004

Tel: 1-877-OANDA-FX (1-877-626-3239)

Fax: 1-877-264-2220

Email: frontdesk@oanda.com

Listed principals

The following individuals are Listed Principals of OANDA Corporation:

Gavin Bambury

Chief Executive Officer - OGC

With more than 25 years of experience in the financial services industry, Gavin Bambury is the Chief Executive Officer of OANDA Global Corporation and is a member of multiple OANDA affiliate boards.

He is based in London. Since the start of his career, Gavin has worked in a variety of leadership roles at some of the world’s leading financial institutions, including Citibank, Deutsche Bank, ION Trading and, most recently, Integral Development Corporation. A seasoned professional, he brings with him a deep-seated knowledge of financial technology and an unparalleled understanding of the trading sector. Gavin holds a BA in Engineering and Computer Science from the University of Oxford.

Bruce Kolman

Chief Compliance Officer

Bruce has worked in the financial services industry for over 25 years. He comes to OANDA from Apex Clearing, where he served as the Futures Chief Compliance Officer. Previously, he worked at Charles Schwab Futures & Forex LLC where he was the compliance department futures and forex subject matter expert. His extensive derivatives trading experience includes eight years as partner at CMZ Trading, a broker-dealer engaged in various stock index arbitrage activities and many years as a member of the CME Group specializing in the futures-options markets. Bruce is a member of the National Futures Association and the Illinois State Bar. He earned a JD from the DePaul University College of Law and BA in philosophy from St. John's College, Annapolis, MD.

Sven Paloheimo

Head of Sales and Relationship Management

Sven has over 10 years' experience in the financial services sector. He joined OANDA in 2010, working his way up from the customer service team, running client retention efforts to now overseeing the sales and relationship management teams for OANDA Corporation and OANDA Canada. Sven has maintained laser focus on client needs and a passion for the markets. He has built upon an educational background in the humanities, including being an undergraduate from the University of Waterloo and graduate work at McGill University with series 3, 34, 30 licensing. Sven has passed his CMT level 3 and obtained CFTe certification.

Kevin Ryan

Chief Financial Officer

Kevin joined OANDA in May 2012 as Global Controller. He has since taken on more responsibilities within the Finance function and was appointed Vice President of Finance in April 2016, CFO in March 2019, and currently serves as Chief Financial Officer and Director of OANDA Corporation. Kevin has over 15 years of financial services experience. Prior to coming to OANDA, he was a manager at KPMG LLP in their financial services audit practice. Kevin is a Chartered Accountant and holds a Bachelor of Business Administration degree from Wilfrid Laurier University.

Jessica Beckstead

Chief Executive Officer - OC

Jessica Beckstead serves as the Chief Executive Officer of OANDA Corporation (OC). Jessica is an 18-year veteran of the FX & CFD industry.

She joins OC from FXCM Inc, where she most recently served as Managing Director - Global Head of Sales & Customer Success. Previously, she was Managing Director of the US for FXCM before moving to Australia to become CEO of FXCM Australia. In her positions at FXCM she shaped and developed the firm’s commercial agenda and extended both its market outreach and geographical footprint. Jessica holds a BA in Political Science from Loyola University.

Carin Sporrer

AML Compliance Officer

Carin is the designated AML Compliance Officer for OANDA Corporation. Carin has 9 years of financial services experience. Prior to joining OANDA, Carin worked in various roles at JP Morgan Chase, most recently managing the AML & Reputational Risk Escalation team for JP Morgan Advisors. She received her LL.M. in International Business & Trade Law as well as her J.D. from University of Illinois Chicago School of Law, and a B.A. from the University of Iowa.

Refer to the following link for more information about OANDA's global Corporate Governance.

Firm’s business

Activity/product line	Percentage of assets	Percentage of capital
Trading	93%	51%
Available financial resources	7%	49%

As of December 31, 2023 (updated annually or on material change)

Firm’s customer business

Types of customers: institutional, ECP and retail.

Markets and currencies traded: Foreign exchange currencies select spot cryptocurrencies. Contracts for Difference, including index, bond and commodity-based CFDs and Precious Metals are not available for trading to residents of the United States.

International business: OANDA operates in eight regulated markets including:

OANDA Corporation – operating in US (regulated by CFTC/NFA),
OANDA Europe Limited – operating in the UK and Europe (regulated by the FCA),
OANDA TMS Brokers S.A. – operating under KNF (PFSA),
OANDA Asia Pacific Pte Ltd – operating in Singapore (regulated by the MAS),
OANDA (Canada) Corporation ULC – operating in Canada (regulated by IIROC),
OANDA Australia Pty Ltd – operating in Australia (regulated by ASIC),
OANDA Japan Inc – operating in Japan (regulated by FSA),
OANDA Global Markets Ltd - operating in the emerging markets (regulated by the FSC in the BVI).

Prime brokers and/or liquidity providers

Company	Prime Brokerage (PB), Liquidity Provider (LP)
Citibank	LP
Deutsche Bank	PB, LP
UBS	PB, LP
JP Morgan	LP
Morgan Stanley	LP
Citadel Securities	LP
Jump Trading	LP
Standard Chartered Bank	PB, LP
360TGTX	LP

Net Capital, Adjusted Net Capital, and Excess Net Capital

As of March 31, 2024

As of Date	Net Capital	Adjusted Net Capital	Excess Net Capital
03/31/2020	72,511,469	60,263,566	30,224,107
04/30/2020	84,382,238	68,300,740	38,119,865
05/31/2020	75,575,229	66,016,478	35,638,080
06/30/2020	87,630,429	68,429,181	36,002,111
07/31/2020	89,505,848	66,546,419	34,563,843
08/31/2020	87,116,885	66,431,029	34,664,559
09/30/2020	85,347,735	69,694,096	37,483,985
10/31/2020	75,084,720	68,296,674	35,875,596
11/30/2020	57,371,863	48,130,591	15,907,696
12/31/2020^	56,112,228	46,079,901	12,682,267
01/31/2021^	56,506,029	44,874,304	11,092,724
02/28/2021^	55,920,605	46,482,740	12,814,355
03/31/2021	55,380,706	45,124,734	13,054,762
04/30/2021	56,617,835	44,655,522	12,789,725
05/31/2021	54,693,492	43,606,901	11,929,772
06/30/2021	54,290,772	44,768,855	12,723,542
07/31/2021	49,453,780	42,375,522	12,693,539
08/31/2021	50,356,469	41,422,139	11,649,289
09/30/2021	48,872,639	39,139,174	9,325,662
10/31/2021	45,723,182	37,946,913	8,408,606
11/30/2021	51,871,461	40,616,624	11,027,813
12/31/2021	50,112,343	39,870,203	10,671,699
01/31/2022	50,766,195	42,293,910	12,870,918
02/28/2022	50,012,171	38,876,025	9,224,284
03/31/2022	50,277,874	39,503,271	10,607,830
04/30/2022	48,462,852	40,724,311	12,208,488
05/31/2022	45,951,273	39,621,610	10,973,424
06/30/2022	48,169,620	39,710,658	11,474,548
07/31/2022	49,434,905	42,641,852	14,340,880
08/31/2022	49,534,263	41,205,464	13,007,149
09/30/2022	48,312,319	41,710,746	13,918,506
10/31/2022	49,514,814	43,408,503	15,085,028
11/30/2022	48,428,576	38,325,573	10,401,879
12/31/2022	49,548,040	44,426,047	16,644,222
01/31/2023 ^	47,516,778	22,720,189	-6,281,712
02/28/2023 ^	44,758,144	20,555,738	-8,642,166
03/31/2023 ^	48,118,682	20,086,547	-9,131,348
04/30/2023 ^	48,200,365	20,296,248	-8,610,694
05/31/2023 ^	47,581,811	20,233,291	-8,812,815
06/30/2023 ^	47,986,695	19,838,202	-8,905,013
07/31/2023 ^	49,181,091	21,096,378	-8,004,975
08/31/2023	47,666,469	37,492,586	9,867,904
09/30/2023	49,047,475	41,865,017	14,032,897
10/31/2023	48,131,813	43,539,339	15,624,720
11/30/2023	50,002,820	42,857,190	14,848,297
12/31/2023	51,791,465	45,045,266	16,913,751
01/31/2024	52,278,021	42,825,412	14,259,122
02/29/2024	53,896,883	43,143,829	14,407,149
03/31/2024	55,715,535	49,145,344	20,201,316

^ The capital figures for these months were amended. The displayed figures represent the amended filings and not the original filings.

The excess net capital deficiency of OANDA Corporation in respect of January through July 2023 resulted from the application of capital requirements related to offsetting trades between OANDA Corporation and its parent entity, OANDA Global Corporation, on the one hand, and trades between OANDA Corporation and a third party prime broker on the other hand. The market exposure and P&L effect of these trades on OANDA Corporation was nil. Notwithstanding its having reported negative excess regulatory capital during this period, OANDA Corporation continued to hold capital (equity) in excess of $61 million and operating cash in excess of $55 million during the same period. Neither client assets nor OANDA Corporation’s ability to continue operations was at risk.

Statement of Financial Condition (PDF)

Customer liability

Disclosure required by CFTC Regulation 5.5(e)

Policies and procedures concerning the choice of bank depositories, custodians and counterparties

OANDA holds its operating and customer funds in accounts at top tier banks. When initially selecting a bank depository, a thorough review of the bank’s credit rating and financial statements is completed. Normally, OANDA only holds funds at banks with a credit rating of A or higher. OANDA periodically monitors the financial condition of the banks it has relations with for ongoing compliance with established criteria. Any deviation from the above is subject to review and approval by OANDA’s Risk Management Executive Committee

Material Risks associated with OANDA acting as a counterparty to Eligible Contract Participants (ECPs)

ECP credit risk arises when an ECP’s total deposited funds are insufficient to cover trading losses incurred. This situation may arise when there is a sudden and significant movement in the market relating to an instrument in which the client has an open position. OANDA controls the risks associated with ECP trading activities by requiring ECP’s to deposit cash collateral. OANDA does not allow ECPs to enter into trades if the ECP has not deposited a sufficient amount of collateral. In addition, the trading platform manages this risk by automatically closing out an ECP’s open positions when there is insufficient collateral on deposit. OANDA also has affiliated companies that act as regulated forex counterparties in foreign markets and OANDA is required to maintain a higher level of capital based on its relationships with those affiliates.

Material complaints or actions

OANDA is required to disclose any material administrative, civil, enforcement or criminal complaints or actions filed against OANDA where such complaints or actions have not concluded, and any enforcement complaints or actions filed against FCM during the last three years.

On April 1, 2021, the National Futures Association (“NFA”) issued a Decision accepting an Offer of Settlement (“Offer”) that OANDA had made to resolve a complaint that NFA had issued on March 8, 2021 (“Complaint”). The Complaint had alleged, inter alia, that OANDA: (1) in apparent violation of NFA Financial Requirements Section 13, had failed on various dates to submit certain daily forex reports accurately or timely; and (2) in apparent violation of NFA Compliance Rule 2-36(e), had failed: (i) to adopt and implement an adequate information systems security program; (ii) in three instances, to follow its procedures for handling and resolving customer complaints; and (iii) as a result of the foregoing, to diligently supervise its business and employees. Under the terms of the Offer, OANDA, without admitting or denying the allegations in the Complaint, consented to findings that it had violated NFA Financial Requirements Section 13 and NFA Compliance Rule 2-36 and agreed to pay a fine of $200,000.

More information can be found through the NFA BASIC system at https://www.nfa.futures.org/basicnet/.

	Q2 2023	Q3 2023	Q4 2023	Q1 2024
Total number of accounts	38,142	38,529	40,924	45,862
% profitable during the quarter	31.8%	31.3%	33.5%	33.86%
% not profitable during the quarter	68.2%	68.7%	66.5%	66.14%

Past performance is not necessarily indicative of future results.

Additional financial information on all FCMs is available from the CFTC.

Trade Date	Total Retail Liability	Total Ecp Liability
04/25/2024	$183,682,599.06	$4,724,305.44
04/24/2024	$183,326,052.57	$4,671,139.87
04/23/2024	$183,987,945.13	$4,658,702.82
04/22/2024	$182,718,134.83	$4,556,008.99
04/21/2024	$181,447,203.98	$4,552,704.02
04/20/2024	$181,361,653.59	$4,552,704.02
04/19/2024	$181,329,450.47	$4,558,489.57
04/18/2024	$181,265,180.29	$4,616,165.94
04/17/2024	$180,908,684.92	$4,636,919.27
04/16/2024	$178,264,698.12	$4,607,587.01
04/15/2024	$179,463,262.35	$4,626,808.26
04/14/2024	$181,079,146.41	$4,637,061.26
04/13/2024	$180,919,026.65	$4,637,061.26
04/12/2024	$180,756,292.34	$4,637,310.94
04/11/2024	$184,213,142.09	$4,764,280.56
04/10/2024	$184,883,853.83	$4,761,628.21
04/09/2024	$183,077,193.84	$4,902,764.44
04/08/2024	$183,220,638.71	$4,886,761.07
04/07/2024	$183,119,580.01	$4,867,229.96
04/06/2024	$183,012,904.13	$4,867,229.96
04/05/2024	$183,154,059.12	$4,868,781.77
04/04/2024	$183,492,395.65	$4,881,478.56
04/03/2024	$183,341,414.51	$4,897,815.37
04/02/2024	$183,483,919.23	$4,820,617.79
04/01/2024	$182,310,561.84	$4,794,504.71

Trade Date	Total Retail Liability	Total Ecp Liability
03/31/2024	$182,847,843.08	$4,855,740.32
03/30/2024	$182,662,077.44	$4,855,740.32
03/29/2024	$182,830,289.51	$4,862,039.93
03/28/2024	$182,376,321.68	$4,878,272.60
03/27/2024	$182,778,009.43	$4,896,358.19
03/26/2024	$182,435,264.77	$4,887,407.05
03/25/2024	$181,606,560.25	$4,904,807.69
03/24/2024	$180,703,854.42	$4,873,337.78
03/23/2024	$180,552,547.46	$4,873,337.78
03/22/2024	$180,634,236.63	$4,871,787.69
03/21/2024	$181,842,674.17	$4,908,182.63
03/20/2024	$180,436,740.03	$4,979,967.70
03/19/2024	$179,523,027.80	$4,929,771.62
03/18/2024	$181,396,520.02	$4,954,760.63
03/17/2024	$180,053,559.30	$4,948,584.88
03/16/2024	$179,991,907.28	$4,948,584.88
03/15/2024	$180,069,918.66	$4,955,557.83
03/14/2024	$180,783,030.60	$4,973,464.95
03/13/2024	$179,784,960.68	$5,008,124.33
03/12/2024	$179,587,811.36	$4,993,308.13
03/11/2024	$179,517,899.86	$5,001,165.19
03/10/2024	$178,149,320.97	$5,030,016.30
03/09/2024	$177,968,616.52	$5,030,016.30
03/08/2024	$178,176,804.11	$5,033,311.43
03/07/2024	$178,696,768.27	$5,018,509.12
03/06/2024	$179,666,240.37	$4,963,867.79
03/05/2024	$178,541,502.96	$4,921,260.61
03/04/2024	$178,453,517.92	$4,918,412.85
03/03/2024	$179,143,661.59	$4,903,472.33
03/02/2024	$179,032,127.50	$4,903,472.33
03/01/2024	$179,317,778.72	$4,914,688.78

Trade Date	Total Retail Liability	Total Ecp Liability
02/29/2024	$179,179,963.13	$4,886,846.39
02/28/2024	$176,749,219.04	$4,909,574.29
02/27/2024	$177,003,795.23	$4,942,238.80
02/26/2024	$177,052,781.52	$4,947,721.19
02/25/2024	$176,766,913.52	$4,954,601.33
02/24/2024	$176,667,632.28	$4,954,601.33
02/23/2024	$177,059,737.30	$4,958,350.28
02/22/2024	$177,028,566.39	$4,951,400.33
02/21/2024	$176,786,455.36	$4,934,259.46
02/20/2024	$176,981,397.71	$4,933,515.05
02/19/2024	$178,141,690.48	$4,922,466.99
02/18/2024	$178,244,546.24	$4,922,310.24
02/17/2024	$178,075,408.06	$4,922,310.24
02/16/2024	$178,098,003.61	$4,927,972.35
02/15/2024	$178,457,486.84	$4,918,138.26
02/14/2024	$179,092,359.28	$4,889,411.79
02/13/2024	$177,990,838.17	$4,896,392.91
02/12/2024	$178,447,360.86	$5,935,181.18
02/11/2024	$177,307,595.64	$5,933,237.72
02/10/2024	$177,231,043.94	$5,933,237.72
02/09/2024	$177,262,124.18	$5,938,259.36
02/08/2024	$177,166,523.20	$5,926,447.06
02/07/2024	$177,736,226.31	$5,931,308.49
02/06/2024	$176,255,657.70	$5,900,941.81
02/05/2024	$174,672,421.81	$5,846,321.99
02/04/2024	$175,642,853.20	$5,936,633.16
02/03/2024	$175,556,590.55	$5,936,633.16
02/02/2024	$175,997,542.09	$5,949,190.01
02/01/2024	$174,901,221.75	$6,029,408.13

Trade Date	Total Retail Liability	Total Ecp Liability
01/31/2024	$174,933,455.30	$5,971,140.73
01/30/2024	$174,604,697.39	$6,011,918.22
01/29/2024	$174,118,602.79	$6,028,966.11
01/28/2024	$173,477,096.07	$6,003,384.68
01/27/2024	$173,358,479.67	$6,003,384.68
01/26/2024	$173,604,311.72	$6,015,641.36
01/25/2024	$174,050,214.49	$6,019,402.61
01/24/2024	$171,433,548.59	$5,983,003.74
01/23/2024	$173,032,270.48	$5,997,321.67
01/22/2024	$171,915,709.58	$6,039,971.78
01/21/2024	$172,622,262.59	$6,059,008.08
01/20/2024	$172,532,609.98	$6,059,008.08
01/19/2024	$172,636,815.37	$6,063,484.51
01/18/2024	$171,560,814.56	$6,072,398.71
01/17/2024	$169,576,649.53	$6,065,675.23
01/16/2024	$169,893,839.31	$6,033,768.72
01/15/2024	$170,643,354.19	$5,994,819.88
01/14/2024	$170,402,518.26	$6,023,263.09
01/13/2024	$170,341,714.67	$6,023,263.09
01/12/2024	$169,991,009.24	$6,023,727.99
01/11/2024	$169,916,514.94	$6,020,629.73
01/10/2024	$169,101,870.92	$6,042,636.66
01/09/2024	$169,230,545.47	$5,994,378.55
01/08/2024	$168,931,432.14	$5,978,535.60
01/07/2024	$169,291,050.74	$5,984,327.22
01/06/2024	$169,112,693.40	$5,984,327.22
01/05/2024	$169,218,788.79	$5,996,978.85
01/04/2024	$168,562,274.29	$5,986,817.52
01/03/2024	$168,336,633.58	$5,920,428.44
01/02/2024	$168,511,550.83	$5,834,600.35
01/01/2024	$165,833,842.10	$5,815,709.36

Trade Date	Total Retail Liability	Total Ecp Liability
12/31/2023	$165,865,874.53	$5,816,021.48
12/30/2023	$165,578,133.51	$5,816,021.48
12/29/2023	$165,623,399.69	$5,839,593.82
12/28/2023	$165,102,933.98	$5,854,946.82
12/27/2023	$163,272,771.43	$5,883,759.75
12/26/2023	$166,883,055.63	$5,875,920.56
12/25/2023	$168,249,448.82	$5,806,783.46
12/24/2023	$168,162,039.44	$5,806,456.60
12/23/2023	$167,992,035.55	$5,806,456.60
12/22/2023	$168,243,625.17	$5,830,033.82
12/21/2023	$168,439,210.06	$5,789,559.38
12/20/2023	$171,703,436.58	$5,726,156.36
12/19/2023	$169,484,224.12	$5,800,907.69
12/18/2023	$171,827,632.02	$5,714,353.15
12/17/2023	$171,834,291.47	$5,722,896.66
12/16/2023	$171,684,551.14	$5,722,896.66
12/15/2023	$172,028,621.24	$5,743,591.78
12/14/2023	$169,233,055.80	$5,756,628.24
12/13/2023	$170,407,632.77	$5,619,401.83
12/12/2023	$170,761,347.18	$5,563,920.46
12/11/2023	$170,451,202.01	$5,598,476.46
12/10/2023	$168,585,824.79	$5,556,510.01
12/09/2023	$168,524,810.83	$5,556,510.01
12/08/2023	$168,920,865.52	$5,569,305.46
12/07/2023	$168,212,180.12	$5,563,404.44
12/06/2023	$166,703,988.43	$5,573,878.68
12/05/2023	$166,509,488.29	$5,608,401.77
12/04/2023	$166,588,639.47	$5,673,556.42
12/03/2023	$164,888,113.12	$4,445,579.08
12/02/2023	$164,800,426.60	$4,445,579.08
12/01/2023	$165,076,646.87	$4,444,529.51

Trade Date	Total Retail Liability	Total Ecp Liability
11/30/2023	$165,335,464.86	$4,323,739.83
11/29/2023	$163,981,568.49	$4,372,295.89
11/28/2023	$164,181,933.76	$4,390,765.88
11/27/2023	$164,885,213.69	$4,325,169.84
11/26/2023	$164,008,128.04	$4,265,987.17
11/25/2023	$163,945,940.00	$4,265,987.17
11/24/2023	$163,889,323.05	$4,294,677.96
11/23/2023	$164,881,819.78	$4,196,563.21
11/22/2023	$164,636,915.43	$4,176,277.99
11/21/2023	$164,213,954.35	$4,206,226.08
11/20/2023	$163,350,768.17	$4,169,982.12
11/19/2023	$163,456,370.54	$4,121,571.15
11/18/2023	$163,401,361.60	$4,121,571.15
11/17/2023	$163,639,047.30	$4,132,387.81
11/16/2023	$164,369,698.56	$4,059,343.55
11/15/2023	$163,946,184.18	$4,125,583.34
11/14/2023	$163,424,802.14	$4,202,180.30
11/13/2023	$165,670,415.14	$3,955,913.82
11/12/2023	$165,371,918.95	$3,916,560.77
11/11/2023	$165,284,141.71	$3,916,560.77
11/10/2023	$165,160,223.50	$3,921,664.95
11/09/2023	$165,202,926.82	$3,915,684.69
11/08/2023	$164,814,701.83	$3,986,673.13
11/07/2023	$165,358,783.83	$4,016,650.34
11/06/2023	$164,724,176.61	$4,126,869.27
11/05/2023	$164,730,676.71	$4,187,611.14
11/04/2023	$164,527,033.48	$4,187,611.14
11/03/2023	$164,638,679.52	$4,183,797.19
11/02/2023	$166,479,975.50	$4,003,189.36
11/01/2023	$164,647,364.15	$3,874,867.66

Trade Date	Total Retail Liability	Total Ecp Liability
10/31/2023	$164,183,630.93	$3,851,206.00
10/30/2023	$163,698,899.23	$3,909,922.85
10/29/2023	$162,323,805.11	$3,822,661.78
10/28/2023	$162,236,916.95	$3,822,661.78
10/27/2023	$162,313,093.33	$3,836,550.33
10/26/2023	$161,849,140.39	$3,849,874.08
10/25/2023	$161,418,290.55	$3,867,872.03
10/24/2023	$161,154,444.72	$3,947,629.52
10/23/2023	$160,558,204.03	$4,018,109.14
10/22/2023	$160,156,582.93	$3,946,973.69
10/21/2023	$160,086,215.71	$3,946,973.69
10/20/2023	$160,130,276.50	$3,951,920.53
10/19/2023	$160,532,353.86	$3,951,396.36
10/18/2023	$160,836,291.43	$3,960,094.74
10/17/2023	$162,117,692.71	$4,043,581.15
10/16/2023	$161,966,167.04	$4,087,357.03
10/15/2023	$160,042,825.87	$5,081,024.72
10/14/2023	$159,902,623.67	$5,081,024.72
10/13/2023	$160,187,932.16	$5,088,856.53
10/12/2023	$161,526,789.29	$5,106,882.16
10/11/2023	$162,518,404.33	$5,317,937.61
10/10/2023	$162,619,399.28	$5,315,931.56
10/09/2023	$162,490,970.22	$5,273,767.93
10/08/2023	$162,303,257.91	$5,177,852.74
10/07/2023	$162,182,942.49	$5,177,852.74
10/06/2023	$162,288,566.09	$5,194,882.69
10/05/2023	$160,212,717.94	$5,125,685.35
10/04/2023	$159,501,880.97	$5,071,769.97
10/03/2023	$158,883,202.12	$5,014,631.11
10/02/2023	$158,529,695.00	$5,061,503.73
10/01/2023	$160,693,009.69	$5,242,550.26

Trade Date	Total Retail Liability	Total Ecp Liability
09/30/2023	$160,616,466.35	$5,242,550.26
09/29/2023	$160,824,836.27	$5,250,587.93
09/28/2023	$160,972,842.00	$5,301,390.83
09/27/2023	$159,624,076.99	$5,231,847.28
09/26/2023	$160,434,057.93	$5,240,306.28
09/25/2023	$160,723,070.19	$5,371,352.12
09/24/2023	$160,784,797.20	$5,373,760.72
09/23/2023	$160,708,798.07	$5,373,760.72
09/22/2023	$160,786,007.35	$5,385,795.23
09/21/2023	$160,584,898.93	$5,485,879.46
09/20/2023	$159,577,715.43	$5,575,930.83
09/19/2023	$159,414,659.11	$5,697,559.42
09/18/2023	$158,695,900.61	$5,633,023.22
09/17/2023	$157,398,168.20	$5,603,348.14
09/16/2023	$157,373,415.85	$5,603,348.14
09/15/2023	$157,597,591.77	$5,613,659.83
09/14/2023	$157,205,008.59	$5,677,669.14
09/13/2023	$157,139,294.14	$5,734,940.15
09/12/2023	$156,933,406.04	$5,782,924.39
09/11/2023	$156,785,968.41	$5,801,680.89
09/10/2023	$154,377,888.95	$5,774,801.45
09/09/2023	$154,302,596.75	$5,774,801.45
09/08/2023	$154,541,342.59	$5,774,311.14
09/07/2023	$153,706,366.28	$5,751,337.39
09/06/2023	$154,141,415.41	$5,800,258.80
09/05/2023	$153,435,583.94	$5,874,463.42
09/04/2023	$154,776,415.37	$5,976,352.43
09/03/2023	$154,521,429.67	$5,887,252.94
09/02/2023	$154,442,836.40	$5,887,252.94
09/01/2023	$154,501,911.77	$5,906,820.76

Trade Date	Total Retail Liability	Total Ecp Liability
08/31/2023	$156,195,678.75	$6,070,321.16
08/30/2023	$153,913,925.59	$6,146,338.89
08/29/2023	$153,964,099.85	$6,014,775.98
08/28/2023	$154,180,871.03	$5,941,179.62
08/27/2023	$154,102,222.55	$5,902,109.98
08/26/2023	$153,977,337.27	$5,902,109.98
08/25/2023	$154,155,888.11	$5,934,360.95
08/24/2023	$154,457,174.48	$5,943,801.02
08/23/2023	$154,407,970.11	$6,159,529.00
08/22/2023	$153,081,275.98	$6,207,199.30
08/21/2023	$152,474,755.92	$6,198,045.93
08/20/2023	$152,998,440.90	$6,207,607.48
08/19/2023	$152,892,830.19	$6,207,607.48
08/18/2023	$153,138,807.11	$6,221,385.42
08/17/2023	$152,305,527.60	$6,238,448.44
08/16/2023	$152,561,310.08	$6,288,446.92
08/15/2023	$153,320,961.95	$6,261,531.05
08/14/2023	$154,136,942.51	$6,190,939.28
08/13/2023	$153,967,278.11	$6,159,382.24
08/12/2023	$153,905,708.70	$6,159,382.24
08/11/2023	$154,066,772.52	$6,176,025.58
08/10/2023	$154,580,082.30	$6,127,066.94
08/09/2023	$154,855,577.10	$6,170,215.60
08/08/2023	$154,305,581.17	$6,215,436.68
08/07/2023	$154,203,958.21	$6,200,958.74
08/06/2023	$153,995,418.49	$6,101,685.74
08/05/2023	$153,885,006.23	$6,101,685.74
08/04/2023	$153,998,690.64	$6,118,256.24
08/03/2023	$154,085,830.08	$6,086,238.05
08/02/2023	$154,136,419.72	$6,146,164.93
08/01/2023	$154,303,395.81	$6,189,550.22